Thông tư 216/2013/TT-BTC sửa đổi Thông tư 38/2011/TT-BTC quy định mức thu, chế độ thu nộp, quản lý và sử dụng phí hoạt động chứng khoán áp dụng tại tổ chức kinh doanh dịch vụ chứng khoán do Bộ trưởng Bộ Tài chính ban hành

CIRCULAR

AMENDING CIRCULAR NO. 38/2011/TT-BTC DATED 16/3/2011 STIPULATING THE RATE, COLLECTION-PAYMENT REGIME, MANAGEMENT AND USE OF FEES FROM SECURITIES OPERATIONS APPLYING WITH SECURITY SERVICE ORGANIZATIONS

Pursuant to the June 29, 2006 Law No.70/2006/QH11 on securities; the November 24, 2010 Law No. 62/2010/QH12 amending and supplementing a number of articles of the Law on securities;

Pursuant to the Ordinance No. 38/2001/PL-UBTVQH10 , on charges and fees dated August 28, 2001;

Pursuant to the Government’s Decree No. 57/2002/ND-CP dated June 03, 2002, and Decree No. 24/2006/ND-CP dated March 06, 2006 detailing implementation of Ordinance on charges and fees;

Pursuant to the Government’s Decree No. 58/2012/ND-CP dated July 20, 2012, detailing and guiding implementation of a number of articles of Law on securities and Law on amending and supplementing a number of Articles of Law on securities;

Pursuant to the Government’s Decree No. 118/2008/ND-CP dated November 27, 2008 defining the functions, tasks, powers and organizational structure of the Ministry of Finance;

At the proposal of the Director of the Tax Policy Department.

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Article 1. To amend point 5 of the securities activity charge table promulgated together with the Circular No. 38/2011/TT-BTC dated 16/3/2011 stipulating the rate, collection-payment regime, management and use of fees from securities operations applying with security service organizations, as follows:

No.

Name of charge

Rate of collection

Unit collecting charge

Charge payer

5

Charge for service of preserving and supervising the assets of  Closed Funds, Member Funds, Securities Investment Companies (service of preserving and supervising the assets of Open Fund shall conduct collection under agreed price )

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Custodian Bank

Closed Funds, Member Funds, Securities Investment Companies

Article 2. Provisions of implementation

1. This Circular takes effect on February 15, 2014.

2. Other contents related to charges of securities activity applied at security service organizations not mentioned in this Circular shall still comply with provisions in the Circular No. 38/2011/TT-BTC dated 16/3/2011 of the Ministry of Finance.

3. In the course of implementation, any arising problems should be reported to the Ministry of Finance for study and guide.

FOR. MINISTER OF FINANCE
DEPUTY MINISTER




Vu Thi Mai

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